Regulatory Support Associate

Remote, USA Full-time
Deutsche Bank is a leading global investment bank with a strong presence in the financial services industry. As a Regulatory Support Associate, you will work directly with the Front Office and Operations, providing day-to-day control functions over Private Bank client relationships while engaging in various project work and client account maintenance. Responsibilities Client account maintenance working with our Investment Managers and Customer Service Trade management and allocation Important daily management reporting utilized by our sales and supervisory teams Incoming and outgoing correspondence reviews Project work tied to regulatory or servicing initiatives Skills Relevant industry experience in Regulatory & Supervision with Broker/Dealer and/or Private Banking Strong risk mindset, but also curious to engage with leadership team to develop new opportunities/enhancements Must be detail oriented on specific regulatory controls and have an analytical mindset with the ability to deliver key insights Prior experience working with international clientele/organizations preferred Excellent communication skills, both written and spoken Motivated and enthusiastic team player, able to work with others in a fast-paced, independent, and dynamic financial environment Aspiration for further growth opportunities Ability to say ‘no', while being solution focused Prior experience working with international clientele/organizations preferred Language: English, additional language skills such as Spanish would be preferential, but not required FINRA licensing, such as the Series 7, is not required for this role, however, would be encouraged for further development Benefits Health and wellbeing benefits Retirement savings plans Parental leave Family building benefits Educational resources Matching gift Volunteer programs Company Overview Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients. It was founded in 1870, and is headquartered in Frankfurt, Hessen, DEU, with a workforce of 10001+ employees. Its website is
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